美SEC主席:与CFTC的合作将包括联合会议和联合检查等

Gate News 消息,3 月 11 日,美国 SEC 主席 Paul Atkins 表示,SEC 与 CFTC 正在制定一份谅解备忘录,以加强两家监管机构的协调合作。Atkins 在 FIA 全球清算市场会议上表示,双方正"重新定位,迈向监管协调的黄金时代",合作将涵盖联合会议、规则解释、执法决策以及对受监管实体的联合检查。Atkins 指出,企业不应在产品触及两家机构监管框架时被来回推诿,也不应依赖哪家机构先发言来获得明确性。双方将建立联合会议机制处理产品申请,并推出"协调"网站供企业请求与两家机构进行协同讨论。协调合作还将延伸至执法决策和监管检查,避免双重监管实体重复接受审查。Atkins 还重申了为"超级应用"开辟路径的意图,使用户能够在单一界面内完成跨两家机构管辖范围的业务。

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