某 CEX 首席执行官及多名高管因披露和合规问题面临股东派生诉讼

Gate News 消息,3 月 6 日,某 CEX 股东 Kevin Meehan 代表公司提起股东派生诉讼,指控该交易所首席执行官 Brian Armstrong 及其他高管在 2021 年 4 月至 2023 年 6 月期间发布误导性陈述,未充分披露客户资产托管风险、代币上架的证券法风险及反洗钱合规缺陷。被列为被告的包括联合创始人 Fred Ehrsam、首席法务官 Paul Grewal、总裁兼首席运营官 Emilie Choi 及多名董事会成员。诉状指出,该交易所用户协议称托管钱包资产为"公司代客户持有的资产",但未披露若公司破产,这些资产可能被纳入破产财产,散户用户可能沦为普通无担保债权人。同时,公司声称上币审核流程可"确保平台不出现证券",但仍有部分代币面临证券风险。诉状还指控多名高管在公司 2021 年直接上市前后利用未公开信息出售股票。

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