马斯克就 X 持股披露问题与 SEC 进行和解谈判,或为 SpaceX IPO 铺路

Gate News 消息,3 月 18 日,美国证交会(SEC)法庭文件显示,埃隆·马斯克正与 SEC 就其在 2022 年 4 月发出收购要约前,未及时披露购买推特(现已更名为 X)股票一事进行和解谈判。据悉,SpaceX 的银行家们希望在可能启动史上最大规模 IPO 之前,能将此事了结。根据美国证券法规定,投资者购买上市公司 5% 或以上的股份,必须在购买后 10 天内披露其所有权。然而,马斯克在其持股达到该门槛 21 天后才进行披露。此外,他提交了适用于被动投资者的"13G"表格,而非旨在供激进投资者(包括那些有意发出收购要约的投资者)使用的"13D"表格。马斯克的律师本月早些时候告知法庭,这些和解谈判至少在某种程度上是在未让负责该案的 SEC 执法律师参与的情况下进行的。

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