美SEC专员:将慎重研究代币化证券"创新豁免",关注信息披露等关键问题

Gate News 消息,3 月 15 日,美国证券交易委员会专员 Hester M. Peirce 表示,目前已启动研究代币化证券"创新豁免"方案,允许部分代币化证券开展有限范围的交易与技术试验。该豁免方案将比行业建议的"全面豁免"更为谨慎。Hester M. Peirce 认为,应探讨是否在创新豁免框架下允许不同类型的证券代币化模式进行试验,并考虑是否需要发行人同意第三方发行其股票的代币化版本,以在促进技术创新的同时避免监管套利并维持核心投资者保护机制。Hester M. Peirce 同时强调,监管者不应过度干预私人资本配置。目前 SEC 正在评估多个关键问题,包括:现有信息披露制度是否足以覆盖代币化证券的所有权结构、经纪商与清算机构在代币化证券权益发行中的披露义务、原子结算与现行 T+1 结算规则的兼容性,以及在无中介或新型中介结构下监管权限的适用性。

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